Ms. Laetitia Mantel is a Senior Compliance Consultant at Milne Legal. She has worked and supported SEC Registered Investment Advisers and Broker-Dealers in Switzerland for the past decade. She has passed the Series 7 (General Securities Representative) and Series 66 (Uniform Combined State Law Examination) exams and has recently served as a Chief Compliance Officer for a registered investment adviser with offices in the United States and in Switzerland.
Ms. Mantel joined Milne Legal to provide consulting services to SEC registered investment advisers and their chief compliance officers. She supports chief compliance officers with developing and implementing their firms’ compliance policies and procedures, training programs, and annual compliance reviews.
Ms. Mantel graduated with a Master of English Literature from the University of Strasbourg. She speaks English, French, German and Swiss German.